The U.S. Army Corps of Engineers undertakes
studies of water and related land resources problems and opportunities
in response to directives, called authorizations, from the United States
Congress. Congressional authorizations are contained in public laws or
in resolutions of either the House Transportation and Infrastructure Committee
or the Senate Environment and Public Works Committee. Study authorities
are either unique, study-specific authorities or standing program authorities.
Studies specifically authorized by Congress are normally required for large
scale, complex water resources problems. The process for this type of study
is described in the following paragraphs. Smaller, less complex problems
are best addressed by one of the standing program authorities discussed
in this brochure. The six major steps in the planning, design, and implementation
of a water resources project are:
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1. Problem Perception-
Local citizens
or local government perceive or experience a water resources problem such
as flooding, shore erosion, navigation restrictions, etc., that is beyond
the ability of local government to solve.
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2. Request for Federal Action-
Local
government officials contact Congressman or Senator to request a study
authorization.
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3. Study Program and Report Preparation-
In addition to authorizing the study, Congress must also appropriate
funds for the study. This is normally done as a result of the study being
included in the President’s Budget. This process can require 18-36 months.
Once funded, the Corps conducts a feasibility study, also called a pre-authorization
study, using a two-phased planning process discussed later in this brochure.
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4. Report Review and Approval-
Feasibility
studies are documented in a report which is submitted to Corps Headquarters
in Washington for review to determine if the report recommendations are
in accord with current Administration policies. After completion
of the feasibility phase detailed design of the recommended project begins.
This phase is called Preconstruction Engineering and Design and is cost
shared in the same proportion as the project. This phase concludes with
the preparation of detailed construction drawings and specifications often
called “plans and specs.”
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5. Congressional Authorization-
Following
a successful review and coordination with the Office of Management and
Budget, the Assistant Secretary for the Army for Civil Works transmits
the report to Congress who must authorize the recommended project in a
Water Resources Development Act.
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6. Project Implementation- Once the project
has been authorized by Congress and “plans and specs” are complete, construction
of the project may begin. For most water resources project purposes,
construction costs are shared between the Federal government and a non-Federal
sponsor. Prior to construction, a Project Partnership Agreement must be
signed which describes the responsibilities of both parties. Following
completion of the project, the non-Federal sponsor in some cases will be
responsible for maintaining the project.
Two-Phase
Planning Process
Studies of water resources problems are
conducted in two phases, the reconnaissance phase, generally completed
in 9-12 months, and the feasibility phase, generally completed in 24-36
months depending on the complexity of the problem.
The purpose of the reconnaissance
phase is to decide whether planning should continue into the feasibility
phase, determine the potential non-Federal sponsor’s interest and support
for the potential solutions, and to estimate the time and cost for completing
the feasibility phase.
The purpose of the feasibility phase is
to describe and evaluate alternative plans and to fully describe a plan
to be recommended to Congress for authorization. Feasibility phase investigations
must be cost-shared equally between the Corps and a non-Federal sponsor
such as a City, County, or a State agency. Up to 100% of the non-Federal
share may consist of in-kind services instead of cash. The Federal and
non-Federal sponsor sign a Feasibility Cost-Sharing Agreement which details
the responsibilities of both parties.
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